Search Result

181 - 200 of 1545 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PR App 1.1

As Published: 2005

PR App 1.1

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose