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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

BIPRU 9.10 Reduction in risk-weighted exposure amounts

As Published: 2007

BIPRU 9.10 Reduction in risk-weighted exposure amounts

MIPRU 4.2A Credit risk capital requirement

As Published: 2012

MIPRU 4.2A Credit risk capital requirement

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

As Published: 2015

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)