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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

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SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

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EG 2.6 Assisting overseas regulators

SUP 12.5 Contracts: required terms

MAR 10.3 Position management controls

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

DTR 8.4 Continuing obligations

DTR 8.5 Supervision of primary information providers

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SYSC 3.2 Areas covered by systems and controls

REC 4.2B Exercise of passport rights by a UK RIE

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

REC 2.15 Discipline

PERG 8.12 Exemptions applying to all controlled activities

EG 3.7 Investigations to assist overseas authorities (section 169)

SYSC 4.1 General requirements

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SYSC 4.2 Persons who effectively direct the business

SYSC 9.1 General rules on record-keeping