Search Result

801 - 820 of 1713 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

EG App 3.2 BIS

As Published: 2016

EG App 3.2 BIS

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

As Published: 2016

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

SUP 10A.4 Specification of functions

As Published: 2013

SUP 10A.4 Specification of functions

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

REC 4.2F Information gathering power on FCA’s own initiative

As Published: 2013

REC 4.2F Information gathering power on FCA’s own initiative