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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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SUP 16.22 Reporting under the Payment Accounts Regulations

As Published: 2016

SUP 16.22 Reporting under the Payment Accounts Regulations

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IPRU-INV Annex A 1 INTRODUCTION

As Published: 2015

IPRU-INV Annex A 1 INTRODUCTION

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LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

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IFPRU 4.15 Credit risk mitigation

As Published: 2014

IFPRU 4.15 Credit risk mitigation

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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BIPRU 12.8 Cross-border and intra-group management of liquidity

COND 2.5 Suitability

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

SUP 3.6 Firms' cooperation with their auditors

DISP 1.1A Complaints handling requirements for MiFID complaints

PERG 2.8 Exclusions applicable to particular regulated activities

COLL 8.2 Constitution

REC 3.14A Operation of a trading venue

FEES App 1 Annex 1 Periodic fees payable for the period 1 April 2018 to 31 March 2019 [deleted]

REC 3.15 Suspension of services and inability to operate facilities

PERG 8.4 Invitation or inducement

COBS 20.2 Treating with-profits policyholders fairly

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)