Search Result

81 - 100 of 1509 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting