Search Result

681 - 700 of 1537 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SYSC 19D.2 General requirement

As Published: 2015

SYSC 19D.2 General requirement

EG 4.10 The timeframe for responding to information and document requirements

As Published: 2016

EG 4.10 The timeframe for responding to information and document requirements

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

As Published: 2004

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

MCOB 7A.1 Application and general

As Published: 2015

MCOB 7A.1 Application and general

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions