Search Result

621 - 640 of 1347 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

As Published: 2014

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2010

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

CONC 6.6 Pawn broking: conduct of business

As Published: 2014

CONC 6.6 Pawn broking: conduct of business

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers

As Published: 2004

MCOB 4.5 Additional disclosure for distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts with retail customers