Search Result

381 - 400 of 1498 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

…

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

…

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

…

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

…

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

…

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

…

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

…

LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

…

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

…

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

…

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

…

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

…

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

As Published: 2014

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

…

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

As Published: 2015

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

…

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

…

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

…

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

…

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

…

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

…

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

…