Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

SUP 12.1 Application and purpose

EG 9.6 Applications for variation or revocation of prohibition orders

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

SUP 14.2 Changes to branch details

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 11.4 Requirements on firms

EG 7.2 Alternatives to sanctions

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

EG 10.4 Other relevant powers

SUP 18.3 Insurance business transfers outside the United Kingdom

SUP 10A.10 Customer-dealing functions

PERG 5.2 Introduction

PR 5.3 Certificate of approval

SUP 15.4 Notified persons

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

COLL 7.7 UCITS mergers

PERG 4.12 Appointed representatives

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative