Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

…

PR App 1.1

As Published: 2005

PR App 1.1

…

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

…

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

…

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

…

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 7.2 Interviews

SUP 15.5 Core information requirements

PERG 5.11 Other aspects of exclusions

REC 3.14 Products, services and normal hours of operation

SUP 11.4 Requirements on firms

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

MAR 10.5 Other reporting, notifications and information requirements

ICOBS 1.1 The general application rule

SUP 12.7 Notification requirements

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

SUP 15.14 Notifications under the Payment Services Regulations

SUP 10C.11 Statements of responsibilities

REC 3.15 Suspension of services and inability to operate facilities

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration