Search Result

141 - 160 of 1249 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

As Published: 2014

IFPRU 2.3 Supervisory review and evaluation process: internal capital adequacy standards

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

EG 6.7 Behaviour in the context of takeover bid

As Published: 2016

EG 6.7 Behaviour in the context of takeover bid

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

DEPP 3.4 Urgent supervisory notice cases

As Published: 2013

DEPP 3.4 Urgent supervisory notice cases

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings