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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

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COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

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BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

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DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

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DTR 5.9 Filing of information with competent authority

LR 12.5 Purchase of own securities other than equity shares

IPRU-INV 5.17 Other assets requirement

COBS 6.4 Disclosure of charges, remuneration and commission

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COLL 5.8 Investment powers and borrowing limits for feeder UCITS

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IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

COBS 10.2 Assessing appropriateness: the obligations

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

BIPRU 4.7 The IRB approach: Equity exposures

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments