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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

…

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

…

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

…

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

…

COBS 16.2 Occasional reporting

As Published: 2007

COBS 16.2 Occasional reporting

…

COBS 2.5 Optional additional products

As Published: 2015

COBS 2.5 Optional additional products

…

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

…

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

…

SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

…

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

…

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

…

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

…

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

…

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2015

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

…

BIPRU 5.8 Maturity mismatches

As Published: 2007

BIPRU 5.8 Maturity mismatches

…

COBS 10.4 Assessing appropriateness: when it need not be done

As Published: 2017

COBS 10.4 Assessing appropriateness: when it need not be done

…

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

…

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

…

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

…

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

…

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