Search Result

1241 - 1260 of 1425 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

LR 16.4 Requirements with continuing application

As Published: 2007

LR 16.4 Requirements with continuing application

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

MCOB 7.6 Mortgages: event-driven information

As Published: 2004

MCOB 7.6 Mortgages: event-driven information

COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

CONC 6.7 Post contract: business practices

As Published: 2014

CONC 6.7 Post contract: business practices

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

DTR 3.1

As Published: 2005

DTR 3.1

COBS 19.7 Retirement risk warnings

As Published: 2015

COBS 19.7 Retirement risk warnings