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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

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SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

EG 2.2 Case selection and referral criteria

COBS 20.2 Treating with-profits policyholders fairly

PR 3.1 Approval of prospectus

REC 2.5 Systems and controls, algorithmic trading and conflicts

ICOBS 3.2 E-Commerce

SUP 15.13 Notification by CBTL firms

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SUP 10A.3 Provisions related to the Act

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

EG 20.3 Decision making under the CCA Order

EG 19.13 The Consumer Protection Co-operation Regulation26

SYSC 6.1 Compliance

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach