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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

…

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

…

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

…

EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

…

IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

…

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

…

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

…

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

…

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

…

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

…

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

…

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2010

PERG 14.5 The ‘by-way-of-business’ test

…

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

…

CONC 3.5 Financial promotions about credit agreements not secured on land

As Published: 2014

CONC 3.5 Financial promotions about credit agreements not secured on land

…

CONC 7.1 Application

As Published: 2014

CONC 7.1 Application

…

MCOB 5.4 Information on regulated mortgage contracts: general

As Published: 2004

MCOB 5.4 Information on regulated mortgage contracts: general

…

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

As Published: 2007

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

…

PERG 4.10B Regulation of buy to let lending

As Published: 2016

PERG 4.10B Regulation of buy to let lending

…

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

…

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