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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

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PR App 1.1

As Published: 2005

PR App 1.1

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

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REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

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COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

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SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

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MAR 5.6A Suspension and removal of financial instruments

As Published: 2017

MAR 5.6A Suspension and removal of financial instruments

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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