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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

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CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

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PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

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CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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CREDS 3A.3 Borrowing

As Published: 2016

CREDS 3A.3 Borrowing

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FEES 5.2 Introduction

As Published: 2006

FEES 5.2 Introduction

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DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

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EG 20.3 Decision making under the CCA Order

As Published: 2016

EG 20.3 Decision making under the CCA Order

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BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

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