Search Result

841 - 860 of 1673 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

CONC 3.10 Financial promotions not in writing

As Published: 2014

CONC 3.10 Financial promotions not in writing

CASS 7A.2 Primary pooling events

As Published: 2012

CASS 7A.2 Primary pooling events

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

FEES 6.6 Incoming EEA firms

As Published: 2007

FEES 6.6 Incoming EEA firms

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

SUP 10A.16 How to apply for approval and give notifications

As Published: 2014

SUP 10A.16 How to apply for approval and give notifications

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

MCOB 8.2 Purpose

As Published: 2006

MCOB 8.2 Purpose

MCOB 9.2 Purpose

As Published: 2006

MCOB 9.2 Purpose

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers