Search Result

821 - 840 of 1776 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

PERG 12.3 Rights under a personal pension scheme

As Published: 2006

PERG 12.3 Rights under a personal pension scheme

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

LR 15.5 Transactions

As Published: 2007

LR 15.5 Transactions

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

CONC App 1.2 Total charge for credit rules for other agreements

As Published: 2015

CONC App 1.2 Total charge for credit rules for other agreements

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information