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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

As Published: 2016

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

MIPRU 4.2BA Securitisation

As Published: 2015

MIPRU 4.2BA Securitisation

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

BIPRU 1.2 Definition of the trading book

As Published: 2010

BIPRU 1.2 Definition of the trading book

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

IPRU-INV 14.2 SCOPE OF CONSOLIDATION

As Published: 2015

IPRU-INV 14.2 SCOPE OF CONSOLIDATION