Search Result

781 - 800 of 1376 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5