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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure

As Published: 2016

MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria