Search Result

721 - 740 of 1659 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

SYSC 20.2 Reverse stress testing requirements

As Published: 2018

SYSC 20.2 Reverse stress testing requirements

PERG 8.8 Having an effect in the United Kingdom

As Published: 2005

PERG 8.8 Having an effect in the United Kingdom

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

PR 2.4 Incorporation by reference

As Published: 2007

PR 2.4 Incorporation by reference

MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules