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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

…

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

…

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

…

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

…

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

…

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

…

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

…

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

…

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

…

CREDS 9.2 Reporting

As Published: 2012

CREDS 9.2 Reporting

…

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

…

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

…

SUP 10C.13 Variation of conditional and time-limited approvals

As Published: 2015

SUP 10C.13 Variation of conditional and time-limited approvals

…

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

As Published: 2016

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

FEES App 1 Annex 2 Further information on fees

As Published: 2019

FEES App 1 Annex 2 Further information on fees

…

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

…

MCOB 3A.4 Qualifying credit financial promotions

As Published: 2015

MCOB 3A.4 Qualifying credit financial promotions

…

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

…

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

…

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

…

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