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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2015

ICOBS 6.4 Pre- and post-contract information: protection policies

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General