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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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Similar To

IFPRU 4.6 Internal ratings based approach: probability of default

DEPP 8.1 Introduction

EG 4.12 Search and seizure powers

EG 15.1 Introduction

EG 9.1 Introduction

REC 6.5 FCA decision on recognition

REC 4.9 Disciplinary measures

CASS 8.3 Records and internal controls

EG 11.4 Determining the amount of restitution

MIPRU 3.2 Professional indemnity insurance requirements

LR 14.2 Requirements for listing

MAR 7A.3 Requirements for algorithmic trading

DTR 5.8 Procedures for the notification and disclosure of major holdings

BIPRU 7.4 Commodity PRR

COLL 8.3 Investor relations

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

DEPP 2.2 Warning notices and first supervisory notices

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

PERG 7.7 Post-certification issues

REC 6.3 Recognition requirements