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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

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PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PERG 8.7 Engage in investment activity

PERG 13.7 The territorial application of MiFID [deleted]

CONC 8.3 Pre contract information and advice requirements

DISP 3.5 Resolution of complaints by the Ombudsman

CASS 5.5 Segregation and the operation of client money accounts

CONC 14.1 Application

SUP 13.7 Changes to cross border services

SUP 17A.2 Connectivity with FCA systems

SUP 16.13 Reporting under the Payment Services Regulations

SUP 10C.15 Forms and other documents and how to submit them to the FCA

LR 5.4A Transfer between listing categories

IFPRU 8.2 Large Exposures

MAR 10.4 Position reporting

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

MAR 10.5 Other reporting, notifications and information requirements

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

DEPP 8.2 Use of the own-initiative variation of approval power: general

GENPRU 3.1 Application

REC 3.4 Members of the management body and internal organisation