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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

DEPP 3.4 Urgent supervisory notice cases

As Published: 2013

DEPP 3.4 Urgent supervisory notice cases

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

As Published: 2016

EG 16.3 Applications under section 329(3) for variation or revocation of disapplication orders

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

As Published: 2016

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

As Published: 2012

BIPRU 12.9 Individual liquidity guidance and regulatory intervention points

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples