Search Result

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

…

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

APER 3.1 Introduction

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

COLL 7.4A Winding up a solvent ACS and terminating a sub-fund of a co-ownership scheme

SYSC 20.2 Reverse stress testing requirements

LR 4.1 Application and Purpose

LR 20.5 Disclosures

LR 4.3 Approval and publication of listing particulars

PERG 8.26 The investment must be a particular investment

LR 15.5 Transactions

PR 1.1 Preliminary

MCOB 6.9 Regulated sale and rent back agreements

COLL 7.2 Suspension and restart of dealings

PERG 5.8 The regulated activities: advising on contracts of insurance

SYSC 19A.2 General requirement

CASS 8.1 Application

DISP 1.3 Complaints handling rules

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

COBS 6.1F Using a platform service for arranging and advising