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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

As Published: 2006

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

As Published: 2016

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

SUP 5.6 Confidential information and privilege

As Published: 2016

SUP 5.6 Confidential information and privilege

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

REC 2.7A Position management and position reporting in relation to commodity derivatives

As Published: 2017

REC 2.7A Position management and position reporting in relation to commodity derivatives

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements