Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

CONC 7.13 Data accuracy and outsourced activities

As Published: 2015

CONC 7.13 Data accuracy and outsourced activities

…

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

…

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

As Published: 2016

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 13.5 Exemptions from MiFID

CASS 1A.1 Application

MCOB 9.3 Pre-application disclosure

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

SUP 10C.5 FCA governing functions: Executive

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

SYSC 19E.2 Remuneration policies and practices

BIPRU 7.5 Foreign currency PRR

PERG 9.5 The property condition (section 236(2) of the Act)

SUP 15.9 Notifications by members of financial conglomerates

EG 15.1 Introduction

SUP 16.10 Verification of firm details

COLL 11.5 Auditors

PERG 10.5 Employers and affinity groups (such as trade unions)

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

CONC 7.13 Data accuracy and outsourced activities

REC 3.3 Waivers

CONC 2.5A Conduct of business: high-cost short-term credit (HCSTC) products on price comparison websites