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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

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Similar To

PERG 10.1 Background

LR 2.1 Preliminary

PERG 8.1 Application and purpose

PERG 5.4 The business test

REC 3.22 Restriction of, or instruction to close out, open positions

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PERG 16.5 How AIFMD affects other regulated activities

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

PERG 16.4 Acting as a depositary of an AIF

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach