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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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SUP 17A.2 Connectivity with FCA systems

COLL 6.9 Independence, names and UCITS business restrictions

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

SUP 16.13 Reporting under the Payment Services Regulations

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IFPRU 11.2 Individual recovery plans

COND 1.3 General

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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REC 4.2C Control over a UK RIE

EG 19.15 The conduct of investigations under the Money Laundering Regulations

EG 16.2 Disapplication orders

MAR 10.5 Other reporting, notifications and information requirements

SUP 12.7 Notification requirements

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 15.6 Inaccurate, false or misleading information

REC 4.5 FCA supervision of action by UK RIEs under their default rules