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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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SYSC 4.5

As Published: 2015

SYSC 4.5

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PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

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APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

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MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

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SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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