Search Result

441 - 460 of 1718 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

SUP 10C.3 General material about the definition of controlled functions

As Published: 2015

SUP 10C.3 General material about the definition of controlled functions

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SYSC 22.9 Records

As Published: 2016

SYSC 22.9 Records

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure

As Published: 2016

MCOB 7A.4 Foreign currency loans and significant exchange-rate movement disclosure

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives