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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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REC 3.14 Products, services and normal hours of operation

As Published: 2007

REC 3.14 Products, services and normal hours of operation

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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FEES App 1.1 Introduction

BIPRU 5.6 Master netting agreements

CASS 6.1 Application

REC 6.6 Supervision

FEES 13.1 Application and purpose

REC 2.7 Access to facilities

SUP 11.9 Changes in close links

GENPRU 3.2 Third-country groups

COND 2.7 Business model

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

PERG 13.5 Exemptions from MiFID

EG 7.6 Private warnings

REC 4.7 The section 297 power to revoke recognition

MAR 9.3 Notification and information

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 4.2C Control over a UK RIE

SUP 9.2 Making a request for individual guidance

LR 4.1 Application and Purpose

REC 3.14 Products, services and normal hours of operation

CASS 7.19 Clearing member client money sub-pools