Search Result

361 - 380 of 1682 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

APER 1.1A Application

As Published: 2015

APER 1.1A Application

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

GEN 7.2 Call charges

As Published: 2015

GEN 7.2 Call charges

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services