Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

…

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

…

ICOBS 8.2 Motor vehicle liability insurers

As Published: 2013

ICOBS 8.2 Motor vehicle liability insurers

…

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

…

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

…

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

As Published: 2015

CONC 5.2 Creditworthiness assessment: before agreement [deleted]

…

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

BIPRU 12.5 Individual Liquidity Adequacy Standards

PERG 7.3 Does the activity require authorisation?

SUP 16.3 General provisions on reporting

SUP 11.5 Notifications by firms

LR 16.4 Requirements with continuing application

SUP 16.1 Application

MAR 10.1 Application

DTR 1A.1 Application and purpose (Transparency rules)

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

MCOB 5.6 Content of illustrations

SUP 10A.14 Changes to an FCA-approved person's details

REC 4.6 The section 296 power to give directions

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration