Search Result

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

…

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

…

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

…

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

…

REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COBS 14.2 Providing product information to clients

SYSC 18.1 Application and purpose

FEES 13.2 The IML levy

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

PERG 8.4 Invitation or inducement

LR App 1.1 Relevant definitions

MIPRU 3.2 Professional indemnity insurance requirements

LR 8.6 Criteria for approval as a sponsor

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

SUP 16.18 AIFMD reporting

SYSC 9.1 General rules on record-keeping

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

DTR 8.5 Supervision of primary information providers

SUP 8.8 Revoking waivers

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

MAR 5.10 Operation of an SME growth market

PERG 10.5 Employers and affinity groups (such as trade unions)

LR 17.3 Requirements with continuing application

REC 6.1 Introduction and legal background