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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

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PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

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EG 4.14 Joint investigations with the PRA

As Published: 2016

EG 4.14 Joint investigations with the PRA

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PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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PERG 5.3 Contracts of insurance

As Published: 2015

PERG 5.3 Contracts of insurance

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EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

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SUP 7.1 Application and purpose

As Published: 2010

SUP 7.1 Application and purpose

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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