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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

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REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

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COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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CASS 6.6 Records, accounts and reconciliations

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

CASS 7.11 Treatment of client money

CASS 7.10 Application and purpose

SUP 14.1 Application and purpose

SUP 3.8 Rights and duties of auditors

GEN 5.1 Application and purpose

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

SYSC 19A.1 General application and purpose

MCOB 5.4 Information on regulated mortgage contracts: general

MCOB 4.7A Advised sales

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation