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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

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MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

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EG 16.1 The FCA’s general approach to making disapplication orders

SUP 12.7 Notification requirements

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 10C.5 FCA governing functions: Executive

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

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SYSC 4.1 General requirements

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APER 4.5 Statement of Principle 5

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

EG 15.4 Disqualification under section 249 or section 261K

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

REC 3.14 Products, services and normal hours of operation

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

SUP 10A.15 References and accurate information

MAR 5.3A Systems and controls for algorithmic trading