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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agents?

As Published: 2007

SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agents?

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

PR 5.3 Certificate of approval

COLL 4.3 Approvals and notifications

REC 3.26 Proposals to make regulatory provision

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

REC 2.3 Financial resources

DTR 8.4 Continuing obligations

REC 3.3 Waivers

PERG 10.5 Employers and affinity groups (such as trade unions)

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

IFPRU 1.1 Application and Purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation