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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

PERG 15.2 General

As Published: 2011

PERG 15.2 General

PERG 1.1 Application and purpose

As Published: 2005

PERG 1.1 Application and purpose

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA