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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

COBS 6.1E Platform services: platform charges and using a platform service for advising

As Published: 2011

COBS 6.1E Platform services: platform charges and using a platform service for advising

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems