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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

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BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

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COLL 8.3 Investor relations

PRIN 1.2 Clients and the Principles

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

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COCON 4.1 Specific guidance on individual conduct rules

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IFPRU 4.3 Guidance on internal ratings based approach: high level material

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

MAR 5.3A Systems and controls for algorithmic trading

LR 9.6 Notifications

REC 1.1 Application

PERG 13.5 Exemptions from MiFID

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy