Search Result

221 - 240 of 891 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

COND 1.3 General

As Published: 2013

COND 1.3 General

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

COND 1.1A Application

As Published: 2013

COND 1.1A Application

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements