Search Result

221 - 240 of 1004 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

DTR 2.5 Delaying disclosure of inside information

As Published: 2008

DTR 2.5 Delaying disclosure of inside information

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

As Published: 2015

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

CASS 9.4 Information to clients concerning custody assets and client money

As Published: 2014

CASS 9.4 Information to clients concerning custody assets and client money

CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

LR 12.1 Application

As Published: 2005

LR 12.1 Application

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

LR App 2.1

As Published: 2005

LR App 2.1

MCOB 11.6 Responsible lending and financing

As Published: 2012

MCOB 11.6 Responsible lending and financing